Advisor at Nations Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Nations Financial Group, Inc.
Location
Dubuque, IA 52001
Credentials
Series 66
Industry experience
3 years
Financial Consulting fees vary and are negotiated; charged on a one-time basis.
$0+: up to 2.25% for Individual Portfolio Management, Pension Consulting and Third-Party Manager discretionary and non-discretionary accounts $0+: up to 2.50% for all-inclusive wrap accounts (NFGI Wrap) $0+: 0.10% to 0.30% for NFGI 401K Portfolios under 3(38) manager arrangement $0+: up to 1.50% for NFGI Portfolios (may be discounted by IAR)
Account minimum: $25,000
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2022 - Present (4 years)
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2021 - 2021 (1 year)
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2020 - 2021 (1 year)
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2018 - 2022 (4 years)
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2015 - 2018 (3 years)
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2014 - 2019 (5 years)
Hudson Community School District
2012 - 2018 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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