Advisor at 3 Rd Street Capital Management L.L.C.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Baton Rouge, LA 70801
Credentials
Series 63, Series 65
Industry experience
25 years
Willie Warrington is the sole advisor at 3 Rd Street Capital Management L.L.C. in Baton Rouge, LA, holding Series 63 and Series 65 designations with 25 years of industry experience. He has led the firm since its founding in 2012. 3 Rd Street Capital Management provides discretionary investment management and advisory services to a range of clients including individuals, trusts, businesses, charitable organizations, and institutional investors. The firm emphasizes fixed-income strategies grounded in fundamental analysis, employs a variety of securities, and uses tactical tools such as options and short sales within conservative bond mandates.
Based on 3 Rd Street Capital Management L.L.C.
$25,000 - $1,500,000: 1.25% (Equity Mid-Cap Value and Aggressive Balanced strategies); 1.00% (Conservative Balanced, Core Plus Fixed Income, Core Fixed Investment Grade Income, AAA Only Fixed Income strategies) $1,500,001 - $3,000,000: 1.00% for Equity Mid-Cap Value and Aggressive Balanced; 0.875% for Conservative Balanced, Core Plus Fixed Income, Core Fixed Investment Grade Income, AAA Only Fixed Income $3,000,001 - $6,000,000: 0.75% for Equity Mid-Cap Value and Aggressive Balanced; 0.75% for Conservative Balanced; 0.70% for Core Plus Fixed Income, Core Fixed Investment Grade Income, AAA Only Fixed Income $6,000,001+: Negotiated rate for all strategies
Account minimum: $25,000 Fee-only: Management fees charged as percentage of assets under management, negotiated by strategy and asset level, paid monthly in arrears.
251 Florida Street, Suite 407
Baton Rouge, LA 70801
Alabama · Louisiana · Mississippi · Texas
3 Rd Street Capital Management L.L.C.
2012 - Present (14 years)
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