Advisor at Calton & Associates, Inc.
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Firm
Calton & Associates, Inc.
Location
Pikeville, KY 41501
Credentials
Series 66
Industry experience
8 years
William Branham IV is a financial advisor at Calton & Associates, Inc. with eight years of industry experience. He holds a Series 66 designation and has worked at Calton since 2017. Prior to his advisory career, he was a professional golfer and attended Morehead State University. Branham volunteers as an assistant coach for boys' golf and basketball at Pikeville Independent Schools. Calton & Associates serves individual investors, retirement plans, trusts, estates, and other retail clients by providing portfolio management, financial planning, and retirement plan consulting. The firm offers both fee-based and commissionable brokerage and insurance products, tailoring investment recommendations to client goals with multiple program structures and analytic approaches.
Based on Calton & Associates, Inc.
Based on Calton & Associates, Inc.
Financial planning services may be charged a flat fee, negotiable; retirement plan consulting may be charged a flat fee up to $50,000
Up to 2.60% annually (negotiable by client and IAR)
Commission charged on securities and insurance products purchased and sold; separate from advisory fees
Financial planning and retirement plan consulting services may be charged hourly up to $500/hour
Performance-based fees charged for certain clients generally with net worth over $2,200,000 or at least $1,100,000 assets; fixed fee up to 25% of account balance quarterly in advance plus performance fee up to 10% of net increase charged quarterly in arrears
Account minimum: $50,000 Fee-only: Investment advisory fees based on assets under management up to 2.60%, negotiable; financial planning fees charged as flat fee or hourly, negotiable; retirement plan consulting fees charged as flat fee, AUM percentage (up to 1.5%), or hourly (up to $500/hour)
189 Hibbard Street
Pikeville, KY 41501
Kentucky
Calton & Associates, Inc.
2017 - Present (9 years)
Professional Golfer
2016 - 2017 (1 year)
Morehead State University
2012 - 2016 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
ChFC®, Series 63
Belfry, KY
First Financial Coaching, Inc.
Series 63, Series 65
Pikeville, KY
Calton & Associates, Inc.
Series 66
Pikeville, KY
OSAIC
Series 63, Series 65
Pikeville, KY
Raymond James Financial
Series 66
Pikeville, KY
Raymond James Financial
Series 63, Series 65
Pikeville, KY
Raymond James Financial
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