Advisor at SteelPeak Wealth, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
SteelPeak Wealth, LLC
Location
Princeton, NJ
Credentials
Series 63, Series 65
Industry experience
21 years
Wayne Slappy is a financial advisor with SteelPeak Wealth, LLC, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with SteelPeak Wealth Management since 2015. Outside of his advisory role, he serves as Membership Chair of the Greater Van Nuys Rotary and as Chapter President of the Team Referral Network. SteelPeak Wealth serves a diverse client base including individuals, retirement plans, trusts, estates, charitable organizations, family offices, and business entities. The firm offers discretionary and non-discretionary investment management, financial planning, and access to alternative investments and private placement opportunities, managing assets through proprietary model portfolios and a variety of investment vehicles.
Based on SteelPeak Wealth, LLC
Based on SteelPeak Wealth, LLC
0.75% – 1.75% annually, varies based on portfolio size, composition, and services rendered
Certain supervised persons offer insurance products under separate commission-based arrangements; firm receives referral fees for mortgage and real estate referrals.
Affiliates receive carried interest performance-based compensation as general partners of certain private funds with specific carried interest allocations described in Offering Documents.
Minimum fee: Financial planning and consulting fees range from $500 to $5,000, negotiable based on scope and complexity. Fee-only: Fixed fees for financial planning and consulting services ranging from $500 to $5,000.
Princeton, NJ
California · New Jersey
Steel Peak Wealth Management, LLC
2015 - Present (11 years)
Greater Van Nuys Rotary
2013 - Present (13 years)
Team Referral Network
2013 - Present (13 years)
Various Insurance Carriers For W&R Insurance Agencies
2012 - Present (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Princeton, NJ
Endowbridge Capital, LLC
CFP®, CFA®
Hopewell, NJ
Roche Financial Partners LLC
Series 63, Series 65
Robbinsville, NJ
Pandolfo Capital, LLC
Series 65
Highland Park, NJ
Parkview Capital Management
Series 63, Series 66
Princeton, NJ
Certified Wealth Management & Investment LLC
Series 63, Series 65
Langhorne, PA
City Investment Advisors, Inc.
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