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Warwick Simons

Advisor at Compound Global Advisors, LLC

Updated today
Compound Global Advisors, LLC logo

Firm

Compound Global Advisors, LLC

Location

Mercer Island, WA

Credentials

Series 65

Industry experience

3 years

About

Warwick Simons is a financial advisor at Compound Global Advisors, LLC with three years of industry experience. He holds a Series 65 designation and has previously worked at Goldman Sachs Asia and Cogent Investing. Compound Global Advisors manages pooled vehicles and institutional assets, providing discretionary investment management and consultation to registered investment advisors. The firm serves institutional investors, corporations, and select high-net-worth individuals, focusing on global listed equity markets with a fundamental, buy-and-hold investment approach.

Client services

Based on Compound Global Advisors, LLC

Portfolio management

Expertise

Based on Compound Global Advisors, LLC

Active portfolio management Options & derivatives strategies ESG / Sustainable investing

Occupation focus

Based on Compound Global Advisors, LLC

Founder/Business Owner Financial Professional

Fee options

Fixed

Negotiated flat fees available for separate accounts; non-discretionary consulting fees start at $10,000 per year

Performance-based

Separate accounts: negotiated performance fees based on outperformance with high-water mark; Private Fund: 15% incentive fee on Fund’s excess performance above benchmark

Other

Account minimum: $10 million for separate accounts (may be waived); $125,000 for private Fund Minimum fee: $100,000 annually minimum fee for separate accounts (may be waived or reduced)

Location

Mercer Island, WA

Most active in

Washington

Work history

WS Portfolio Advisory

2022 - Present (4 years)

Warwick Simons Consulting

2021 - 2022 (1 year)

Cogent Investing

2017 - 2021 (4 years)

Unemployed

2016 - 2017 (1 year)

Goldman Sachs Asia

2013 - 2016 (3 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Gelly L

Series 63, Series 65, Series 7

Seattle, WA

AllianceBernstein L.P.

Beyond the numbers, my work is about stewardship. I’ll be here for the moments that change everything. With Bernstein's experts alongside me, we’ll simplify decisions and create a plan that manages what you’ve built and evolves with your life. My time with the Seattle Seahawks organization left me with a simple standard that still guides how I show up: “Always Compete.” For me, that means treating a client’s goals like they’re my own—preparing relentlessly, getting the details right, anticipating issues early and following through until the job is done. I joined Bernstein because I wanted to serve clients from a place where excellence is the baseline and where the work is as human as it is analytical. I’m wired to ask, “Is this the optimal move?” Bernstein’s depth of thinking, team-based approach and commitment to long-term relationships aligned with how I naturally serve—consistently thoughtful, tenacious, and deeply client‑centric. I’m also drawn to roles where you’re trusted to represent something bigger than yourself, whether it’s community-facing work with the Seahawks or now as an advisor. That responsibility keeps me grounded; it’s about earning trust, protecting what clients have built and helping them make confident decisions at the moments that matter most. Some of my earliest perspective on resilience and resourcefulness came from my family’s roots in the Philippines. Growing up, I heard stories of making do with very little, even hand‑pumping water from a ground well in my parents’ village just to cook or bathe. That upbringing didn’t just teach gratitude, it also emphasized responsibility. It shaped my values early: don’t take opportunities for granted, do what you say you’ll do, and use success to take care of people. Having built a company myself, I understand the pressure experienced by entrepreneurs, who are constantly weighing risks, trade-offs and responsibilities. That background helps me empathize with business owners, executives and families who balance opportunity with complexity. And I know how freeing it is to move forward with clarity from a set of optimal decisions, especially for founders, athletes and entertainers contemplating a “second act.”

Wealth management Cross-border & expatriate issues Real estate investing General retirement planning Concentrated stock management Financial Professional FIRE (Financial Independence Retire Early) Established Professionals Approaching retirement Female Executives Women Business Owners
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Huihwan Y

Series 63, Series 65

Kirkland, WA

Waterhill Capital, LLC

Active portfolio management Concentrated stock management
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Steven K

CFA®, Series 63

Seattle, WA

Informed Investors Group

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Shamus M

CFA®

Seattle, WA

Red Haven Advisors, LLC

Options & derivatives strategies Tax-loss harvesting Cash flow / budgeting General tax planning
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Ronald C

CFA®

Kirkland, WA

Lakeside Financial Inc.

Options & derivatives strategies Concentrated stock management Private / alternative investments Executive Founder/Business Owner
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William C

Series 63, Series 66

Seattle, WA

Puget Sound Capital Services LLC

Income planning Government Employee
Warmer team member

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