Advisor at Sophis Investments LLC
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Firm
Sophis Investments LLC
Location
Greenwich, CT
Credentials
Series 63, Series 66
Industry experience
39 years
Walter Auch is a financial advisor at Sophis Investments LLC with 39 years of industry experience. He holds Series 63 and Series 66 designations and has previously worked at Herbert J Sims & Co. Since 2001, he has served as managing director of Auch Partners, an executive recruiting firm specializing in financial services. He is also a trustee and member of the audit committee for Renaissance Capital Greenwich Funds. Sophis Investments provides discretionary portfolio management primarily to individual and high-net-worth investors, as well as trusts, endowments, foundations, pooled investment vehicles, and certain businesses. The firm employs a bottom-up fundamental research approach focused on a limited number of long equity positions, emphasizing low turnover and tailored advisory services.
1% to 2% annually depending on client’s investment policy mandate
10% to 20% of net capital increase over an agreed accounting period, typically payable quarterly or annually in arrears; subject to high watermark; offered only to qualified clients with at least $1 million AUM or $2 million net worth
Account minimum: $1,000,000 Fee-only: Annual management fee of 1% to 2% of assets under management, non-negotiable; fees waived for employee and certain family accounts; other waivers at discretion of Adviser
Greenwich, CT
Connecticut
Herbert J Sims & Co
2013 - 2016 (3 years)
Renaissance Capital Greenwich Funds
2013 - Present (13 years)
Auch Partners
2001 - Present (25 years)
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