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Vincent Polivka

Advisor at Vanguard Capital

Updated today
Vanguard Capital logo

Firm

Vanguard Capital

Location

Hendersonville, TN

Credentials

Series 63

Industry experience

36 years

About

Vincent Polivka is a financial advisor at Vanguard Capital with 36 years of industry experience. He holds a Series 63 designation and has worked with Vanguard Capital and Vanguard Capital Wealth Advisors since 1999. Vanguard Capital provides discretionary investment management and financial planning to individual and high-net-worth clients, managing approximately $171 million across 180 client relationships. The firm’s investment approach includes diversified allocations across equities, ETFs, mutual funds, and fixed income, tailored to client profiles, with risk management strategies such as periodic rebalancing and covered-call options for qualifying clients.

Client services

Based on Vanguard Capital

Portfolio management

Expertise

Based on Vanguard Capital

Active portfolio management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.)

Fee options

Project-based

$200.00 per hour for non-portfolio management consulting services

Other

Account minimum: $50,000

Location

Hendersonville, TN

Most active in

Colorado · Tennessee

Work history

Vanguard Capital Wealth Advisors

2016 - Present (10 years)

Vanguard Capital

1999 - 2016 (17 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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