Advisor at Sophis Investments LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Vijay Malik is a Series 65-licensed financial advisor with 12 years of industry experience. He has worked at Sophis Investments LLC since 2014 and previously at Everest Group LLC and Holliday Fenoglio Fowler, L.P. Outside of his advisory role, Malik serves as president of Middle America Capital, a Nebraska real estate investment company. Sophis Investments provides discretionary portfolio management primarily to individual and high-net-worth investors, as well as trusts, endowments, and pooled investment vehicles. The firm focuses on concentrated, actively managed equity portfolios using a bottom-up fundamental research approach with an emphasis on low turnover.
1% to 2% annually depending on client’s investment policy mandate
10% to 20% of net capital increase over an agreed accounting period, typically payable quarterly or annually in arrears; subject to high watermark; offered only to qualified clients with at least $1 million AUM or $2 million net worth
Account minimum: $1,000,000 Fee-only: Annual management fee of 1% to 2% of assets under management, non-negotiable; fees waived for employee and certain family accounts; other waivers at discretion of Adviser
Lathrop, CA
Connecticut
Holliday Fenoglio Fowler, L.P.
2017 - 2017 (1 year)
Sophis Investments LLC
2014 - Present (12 years)
Everest Group LLC
2013 - 2016 (3 years)
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