Advisor at Ausdal Financial Partners, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Ausdal Financial Partners, Inc.
Location
Grahamsville, NY 12740
Credentials
Series 63, Series 65
Industry experience
14 years
$0+: Negotiable fees up to a maximum of 3% annually Held-away accounts via Pontera+: Maximum advisory fee of 1.5% Platform Fee+: 11 to 28 basis points (0.11% to 0.28%), with discounts based on account value Manager Fee+: 0 to 80 basis points (0% to 0.80%) depending on strategy selected
Brokerage commissions and asset-based sales charges from securities and insurance product sales
Fee-only: Financial Planning fees negotiated case-by-case, with prepayment limit of $1,200 six months in advance
Tri-Valley Central School
2023 - Present (3 years)
Ausdal Financial Partners
2016 - Present (10 years)
Independent insurance agent
2016 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Gardiner, NY
Benkei Asset Management
Series 63, Series 66
South Fallsburg, NY
LPL Financial
CFP®, Series 63, Series 66
Ellenville, NY
LPL Financial
Series 63, Series 65
Monticello, NY
LPL Financial
CFP®, Series 63, Series 66
Ellenville, NY
LPL Financial
Series 66
Ellenville, NY
LPL Financial
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")