Advisor at Calton & Associates, Inc.
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Firm
Calton & Associates, Inc.
Location
New Ulm, MN 56073
Credentials
Series 63, Series 65
Industry experience
7 years
Travis Braulick is a financial advisor with Calton & Associates, Inc. in New Ulm, MN, holding Series 63 and Series 65 designations and seven years of industry experience. His prior roles include positions at Bankers Life Securities and Capital Financial Services, Inc. He is also the owner of Travis Braulick Financial, a non-investment related S corporation used as a sweep account for monthly income, and serves as an agent with United Life. Calton & Associates serves individual investors, retirement plans, trusts, estates, and other retail clients by providing portfolio management, fee-based financial planning, retirement plan consulting, and access to third-party money managers. The firm offers both discretionary and non-discretionary management options and employs multiple program structures, combining brokerage and insurance services alongside advisory fees.
Based on Calton & Associates, Inc.
Based on Calton & Associates, Inc.
Financial planning services may be charged a flat fee, negotiable; retirement plan consulting may be charged a flat fee up to $50,000
Up to 2.60% annually (negotiable by client and IAR)
Commission charged on securities and insurance products purchased and sold; separate from advisory fees
Financial planning and retirement plan consulting services may be charged hourly up to $500/hour
Performance-based fees charged for certain clients generally with net worth over $2,200,000 or at least $1,100,000 assets; fixed fee up to 25% of account balance quarterly in advance plus performance fee up to 10% of net increase charged quarterly in arrears
Account minimum: $50,000 Fee-only: Investment advisory fees based on assets under management up to 2.60%, negotiable; financial planning fees charged as flat fee or hourly, negotiable; retirement plan consulting fees charged as flat fee, AUM percentage (up to 1.5%), or hourly (up to $500/hour)
1 South Minnesota Street
New Ulm, MN 56073
Minnesota
Calton & Associates, Inc.
2026 - Present (1 year)
Calton & Associates, Inc.
2024 - Present (2 years)
Bankers Life Securities
2019 - 2024 (5 years)
Capital Financial Services, Inc
2017 - 2019 (2 years)
Capital Financial Services, Inc.
2016 - 2017 (1 year)
Investment and Insurance Services
2016 - 2016 (1 year)
Bankers Life & Casualty
2014 - 2024 (10 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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