Todd Pouliot
Advisor at Gateway Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Gateway Financial
Location
Northfield, OH
Credentials
Series 63, Series 65
Industry experience
21 years
About
Todd Pouliot is a financial advisor at Gateway Financial with 21 years of industry experience. He holds the Series 63 and Series 65 designations and previously worked at Sigma Financial Corporation for 12 years before joining Gateway Financial in 2019. Gateway Financial is an independent advisory firm serving individual clients, retirement plans, and corporate clients. The firm employs a largely passive, asset-class-driven investment approach based on Modern Portfolio Theory, supplemented by fundamental and technical analyses, and offers a range of services including continuous investment management, financial planning, employee benefit plan consulting, and held-away account monitoring.
Expertise
Based on Gateway Financial
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
General estate planning guidance
Fee options
Project-based financial planning fixed fee ranging $500-$30,000
$0 - $500,000: 1.10% $500,001 - $1,000,000: 0.90% $1,000,001 - $2,500,000: 0.75% $2,500,001+: 0.50% $0 - $2,500,000: $2,500 Minimum for Employee Benefit Plan Services $2,500,001 - $3,333,333: 1.00% for Employee Benefit Plan Services $3,333,334 - $5,000,000: 0.75% for Employee Benefit Plan Services $5,000,001 - $10,000,000: 0.65% for Employee Benefit Plan Services $10,000,001+: 0.50% for Employee Benefit Plan Services
$500 per hour for financial planning
Ongoing financial planning fees typically $2,000-$5,000 upfront and $4,000-$30,000 per year, paid quarterly or monthly
Minimum fee: Employee Benefit Plan Services have a $2,500 minimum Fee-only: Hourly financial planning at $500/hour; project-based planning fixed fees range $500-$30,000; ongoing financial planning fees $2,000-$5,000 upfront plus $4,000-$30,000 annually
Location
Northfield, OH
Most active in
Todd P has reported serving >5 clients in these states in the last 12 months.
Ohio
Work history
Gateway Financial, LLC
2019 - Present (7 years)
Sigma Financial Corporation
2008 - 2020 (12 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Tyler K
Series 66
Chagrin Falls, OH
M. Thomas Capital Management
Carl P
Series 63
Parma, OH
Intelligent Capital Management LLC
Ryan K
Series 63, Series 65
Solon, OH
WRK Investments, LLC
Michael V
Series 65
Cleveland, OH
Volition Financial Network, LLC
Martin J
Series 63, Series 65
Brecksville, OH
Jaras Financial Services, Inc.
James B
CFA®, Series 65
Solon, OH
Private Harbour Investment Management & Counsel LLC.
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