Advisor at Round Oak Capital LLC
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Firm
Round Oak Capital LLC
Location
Charlottesville, VA 22902
Credentials
Series 63, Series 65
Industry experience
12 years
Thomas Sheehan is the sole advisor at Round Oak Capital LLC in Charlottesville, VA, holding Series 63 and Series 65 designations with 12 years of industry experience. He has been with Round Oak Capital since 2010. Round Oak Capital provides fund and wealth management services to families, individuals, high-net-worth clients, and trusts. The firm offers discretionary portfolio management alongside non-investment services such as supplemental performance reporting, introductions to hedge and private equity opportunities, real estate advisory, and family administrative services, managing approximately $20 million with a customized, integrated approach.
1% annual management fee payable quarterly in advance
$250 to $500 per hour for consulting services, negotiable
Account minimum: $250,000 (minimum, with possible waivers) Fee-only: Hourly fees for consulting services ranging from $250 to $500 per hour, negotiable
969 2 Nd St Se
Charlottesville, VA 22902
Texas · Virginia
Round Oak Capital LLC
2010 - Present (16 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Charlottesville, VA
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Split Creek LLC DBA Split Creek Capital LLC
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CFP®, EA
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Ulmer Financial
Ulmer Financial brings together your investments and tax preparation in one place, so you don’t have to deal with multiple advisors. Our goal is to make managing your money and filing your taxes easier. I became fascinated by investing at a young age and bought my first stock when I was 10 years old. Despite its importance, I have found that personal finance is rarely talked about and people are often ill-equipped to plan for their futures. I decided to become a financial planner to help solve this problem. I am passionate about making financial planning accessible to my clients and helping them invest to achieve their goals. I also enjoy making clients' lives easier by streamlining their investments and tax preparation. Before starting Ulmer Financial in 2022, I worked as an assistant to a financial planner where I created and operated our investment management process, researched a variety of financial planning issues, and served clients. I have a BS in Commerce from the University of Virginia's McIntire School of Commerce and am a CERTIFIED FINANCIAL PLANNER (TM) professional. I am also an Enrolled Agent admitted to practice before the Internal Revenue Service. The most important thing in my life is my relationship with Jesus Christ. I seek to glorify Jesus Christ and make Him known, as I help individuals steward their finances.
Series 65
Keswick, VA
Retirement Wealth Management, Inc.
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