Advisor at Vann Investments LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Vann Investments LLC
Location
Castle Rock, CO
Credentials
Series 63
Industry experience
49 years
Thomas Vann is the sole advisor at Vann Investments LLC in Castle Rock, Colorado, holding a Series 63 designation with 49 years of industry experience. He has been with Vann Investments and Royal Alliance Associates, Inc. since 1991. Vann Investments LLC serves individual investors and small businesses, offering fee-only investment advice and financial planning through a value-oriented portfolio management approach. The firm employs a bottom-up, fundamental strategy focused on securities trading at a discount with stable earnings and dividend growth, and it is currently closed to new clients.
Maximum fee of 3% per year, billed quarterly in arrears based on quarter-end account value
Account minimum: Any dollar amount (no minimum stated) Fee-only: Fee only; no commissions or other compensation received
Castle Rock, CO
Colorado
Vann Investments
1991 - Present (35 years)
Royal Alliance Associates, INC.
1991 - Present (35 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
CFP®, Series 63, Series 65, AIF®
Castle Rock, CO
Fidelis Wealth Advisors
Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.
Series 63, Series 66
Parker, CO
Elite Wealth Management
Series 63
Castle Rock, CO
Mark P.. Shively
Series 63, Series 65
Highlands Ranch, CO
Evergreen Investment Management, LLC
Series 63, Series 65
Castle Pines, CO
Wealth Management Consultants L.L.C.
Series 65
Highlands Ranch, CO
Tree Line Strategy Group LLC
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