Advisor at Dudley Capital Management LLC
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Firm
Dudley Capital Management LLC
Location
Middleburg, VA 20117
Credentials
Series 63, Series 65
Industry experience
53 years
Thomas Dudley is a financial advisor at Dudley Capital Management LLC with 53 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. He has been with Dudley Capital Management since 2017. Dudley Capital Management provides discretionary portfolio management, financial planning, and pension consulting to individuals, trusts, estates, and retirement plans. The firm uses a variety of investment strategies, including Growth & Income, Fixed Income, and Alternative investments, and offers ongoing portfolio monitoring with at least quarterly reviews.
Based on Dudley Capital Management LLC
Up to $5,000, negotiable, may exceed $5,000 for complex services
$0 - $2,000,000: 1.00% annually (Equities) $2,000,001 - $5,000,000: 0.75% annually (Equities) $5,000,001 - $10,000,000: 0.50% annually (Equities) Greater than $10,000,000+: Negotiable (Equities) $0 - $2,000,000: 0.50% annually (Fixed Income) $2,000,001 - $5,000,000: 0.375% annually (Fixed Income) $5,000,001 - $10,000,000: 0.25% annually (Fixed Income) Greater than $10,000,000+: Negotiable (Fixed Income)
Up to $250 per hour
Account minimum: $100,000 Fee-only: Up to $250 per hour
115 The Plains Road, Suite 250
Middleburg, VA 20117
Virginia
Dudley Capital Management LLC
2017 - Present (9 years)
Morgan Stanley Private Bank, National Association
2015 - 2017 (2 years)
Morgan Stanley Smith Barney
2009 - 2017 (8 years)
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Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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