Advisor at Wealth Transitions
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Wealth Transitions
Location
Forest Lake, MN
Credentials
Series 63, Series 65
Industry experience
26 years
Thomas Hallberg is the sole advisor at Wealth Transitions in Forest Lake, MN, holding Series 63 and Series 65 licenses with 26 years of industry experience. He previously worked at Edward D. Jones & Co., L.P. for 25 years before founding Wealth Transitions. Outside of financial advisory, he is active as a life and spiritual coach and public speaker. Wealth Transitions provides discretionary and non-discretionary asset management, financial planning, and consulting services for individuals and retirement plan sponsors. The firm also offers public educational seminars and ERISA 3(21) limited-scope fiduciary services, employing a strategic investment approach that includes Modern Portfolio Theory and Monte Carlo analysis.
Based on Wealth Transitions
1.0% annually
$400 per hour
Forest Lake, MN
Minnesota · Texas · Wisconsin
Thomas M. Hallberg, LLC dba Wealth Transitions
2024 - Present (2 years)
Thomas Hallberg Sole Proprietor
2023 - Present (3 years)
Thomas M. Hallberg, LLC dba Wealth Transitions
2023 - Present (3 years)
Edward D. Jones & Co., L.P.
1998 - 2023 (25 years)
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Lawyer
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Real estate agent
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Other specialized services
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