Advisor at Steele Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Steele Capital Management, Inc.
Location
Dubuque, IA 52001
Credentials
Series 65
Industry experience
1 year
Thomas Halatek is a financial advisor at Steele Capital Management, Inc. in Dubuque, IA, holding a Series 65 credential with one year of industry experience. His prior work includes roles at Kohl's, Loras College, Blain's Farm & Fleet, Amazon, Dunkin Donuts, and Lockport Township High School. Steele Capital Management provides fee-only investment advisory services to individuals, including high-net-worth clients, and company-sponsored retirement plans. The firm employs a long-term, buy-and-hold investment approach emphasizing low-fee, tax-advantaged, and passive investments, complemented by selective active management and strategic asset allocation.
Based on Steele Capital Management, Inc.
Based on Steele Capital Management, Inc.
Flat fees for selected retirement plan consulting services, generally client specific, typically subject to a minimum of $20,000
$0+: Up to 1.5% annually for Individual Advisory Services $0+: Up to 1.25% annually for Retirement Plan Consulting Services
Hourly fees for selected retirement plan consulting services range from $100 to $450 per hour
Minimum fee: Annual minimum fee negotiable; for retirement plan consulting flat fees typically subject to a minimum of $20,000 Fee-only: Investment management services provided on a fee-only basis, no commissions received by SCM
1000 Jackson Street, Suite 201
Dubuque, IA 52001
Iowa
Steele Capital Management, Inc.
2023 - Present (3 years)
Kohl's
2022 - 2023 (1 year)
Loras College
2022 - 2022 (1 year)
Blain's Farm & Fleet
2021 - 2022 (1 year)
Amazon
2020 - 2020 (1 year)
Loras College
2020 - 2020 (1 year)
Loras College
2019 - 2024 (5 years)
Dunkin Donuts
2018 - 2018 (1 year)
Lockport Township High School
2015 - 2019 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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