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Thomas Hardy

Advisor at Mariner Institutional, LLC

Updated today
Mariner Institutional, LLC logo

Firm

Mariner Institutional, LLC

Location

Tulsa, OK 74135

Credentials

Series 66

Industry experience

12 years

About

Thomas Hardy is a financial advisor at Mariner Wealth with 12 years of industry experience and holds a Series 66 designation. He has worked at several related firms, including Mariner Institutional and Arvest Asset Management. Mariner Wealth is a large, multi-advisor wealth management firm serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers a comprehensive range of services, including investment management, financial planning, retirement plan consulting, tax services, and family-office style administration, utilizing both active and passive investment strategies.

Client services

Based on Mariner Institutional, LLC

Portfolio management Pension consulting Selection of other advisers
Investment and fiduciary governance consulting

Expertise

Based on Mariner Institutional, LLC

Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on Mariner Institutional, LLC

Self-Employed Founder/Business Owner Public Service Employee Union Employee

Fee options

Fixed

Flat fees may be charged depending on the complexity of the engagement; fees are negotiated directly with clients

Percentage

Tiered asset-based fee generally for Pathway DC Solution (specific tiers not disclosed)

Project-based

Hourly charges reported in SEC Form ADV Part 1 (specific rates not disclosed in brochure)

Other

Minimum fee: Fees could range from approximately $5,000 to over $1,000,000 annually depending on client size and complexity Fee-only: Annual retainer advisory fees paid directly by clients; fees may be fixed or variable, including fixed fees or percentage of assets under management for defined contribution plans

Location

4200 E. Skelly Drive, Suite 950

Tulsa, OK 74135

Most active in

Oklahoma

Work history

Mariner Institutional

2024 - Present (2 years)

Mariner wealth Advisors

2018 - Present (8 years)

Msec, Llc

2017 - 2024 (7 years)

Mariner Retirement Advisors

2017 - 2018 (1 year)

Arvest Asset Management

2014 - 2017 (3 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Marquay B

Series 66

Tulsa, OK

Integra Private Wealth Management, LLC

Passive / index investing Tax-loss harvesting Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Professional Athlete Entertainment Industry
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Robert W

Series 66

Catoosa, OK

Midwest Financial Management, LLC

Active portfolio management Real estate investing

Autumn K

CFP®

Jenks, OK

Styled Wealth

Autumn brings a counselor's heart to her financial planning relationships. With a degree in psychology and multiple years in education as both a teacher and counselor prior to financial advising, Autumn seeks to understand what motivates each person she partners with. Financial planning at Styled Wealth is different - it is custom to a life best lived as defined by the client's priorities, values, and motivations. You care about securing your own future and that of your aging parents or perhaps a child or loved one needing more support that 'traditional' measures? Let's discuss how to do that. You need support balancing many competing priorities of svaing for retiring and saving for a home purchase while wating to have a sufficient emergency and 'bump this' fund all while hopefully ensuring your children are unburdened once they go into the workforce? Bet. Let's see what it takes! Styled Wealth is designed to *collaboratively* guide people toward confident, informed (financial) decisions. We do not charge specifically for investments managed because we know your resources have many competing priorities and want to remain aligned to a solution that best fits your priorities. Autumn has specific knowledge irregular cashflow management, sabbatical planning, financial independence (as in “financial independence, retire early,” or FIRE). Her background as a high school counselor has given her deep experience with college planning, advanced student loan strategies, and even FAFSA and CSS Profile knowledge. Autumn is a five-time Investopedia Top 100 Advisor and is listed on Financial Advisor's 2023 10 Young Advisors to Watch. She is routinely quoted in publications such as Investopedia, CNBC, NerdWallet, CBS News and Fortune. Autumn is involved with the local Teach For America chapter, Junior League community, and a VEST member - a peer network and investment fund for women. She is also a former national Financial Planning Association NexGen President, an association with over 20,000 members. Autumn's personal life strongly influences her ability to communicate as a financial planner. She is a first-generation high school and college graduate. She can relate to people who find personal finance mystifying, and she helps empower them toward a productive relationship with their personal finances. Autumn is a spouse and a mother to two young children, who offer her opportunities to become a better person and communicator each day.

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.) Women Professionals Dual Income Family Gen Y/Millennials (Born 1980-1995)
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Joshua H

Series 66

Tulsa, OK

Future U Financial Inc.

Options & derivatives strategies Real estate investing Annuities
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Marcus G

CFP®, CFA®, Series 65

Tulsa, OK

Gibbens Capital Management

Wealth management Business exit / sale strategy
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Shanda S

CFP®, Series 65

Broken Arrow, OK

Aspen Wealth Planners LLC

Cash flow / budgeting General estate planning guidance General tax planning
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