Thomas Behlke
Advisor at Behlke Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Behlke Financial
Location
Independence, OH 44131
Credentials
CFP®, Series 63, Series 65
Industry experience
41 years
Expertise
Based on Behlke Financial
Equity compensation tax strategy
Charitable giving & philanthropy
Fee options
Financial planning fees range from $500 to $10,000, fixed and mutually agreed upon.
$0 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $749,999: 1.25% $750,000 - $1,249,999: 1.15% $1,250,000 - $1,999,999: 1.00% $2,000,000 - $24,999,999: 0.75% $25,000,000+: 0.50%
Commissions may be earned if transactions are conducted through Osaic, including for mutual funds and insurance products.
Account minimum: $50,000
Location
4807 Rockside Rd., Suite 400
Independence, OH 44131
Most active in
Thomas B has reported serving >5 clients in these states in the last 12 months.
Michigan · Texas
Work history
OSAIC
2023 - Present (3 years)
FSC securities corporation
2005 - 2023 (18 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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