Advisor at Raymond James Financial
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Firm
Raymond James Financial
Location
Arcadia, MI
Credentials
Series 63, Series 65
Industry experience
39 years
Thomas Baughman is a financial advisor with Raymond James Financial in Arcadia, MI, holding Series 63 and Series 65 licenses and having 39 years of industry experience. He has been with Raymond James Financial since 2000 and is also associated with Northwood Capital and Baughman Capital Management. Outside of his advisory work, he operates a support company, Northwood Capital, which manages his 1099 income. Raymond James Financial Services Advisors, Inc. serves a diverse client base ranging from individual investors to institutional entities, providing financial planning and non-discretionary investment consulting. The firm emphasizes tailored financial plans developed through detailed client assessments and supports implementation via various account structures, with a significant portion of its advisory business conducted on a non-discretionary basis.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees may be charged for planning and/or investment consulting services
Commissions are charged in brokerage accounts when implementing financial plans or recommendations; fees and commissions may be offset or discounted for legacy clients.
Hourly rates for planning and/or investment consulting services generally up to $400 per hour
Fee-only: Hourly fees generally up to $400 per hour; fees may also be fixed (flat) dollar amounts or a percentage of assets under advisement not to exceed 2.25%
Arcadia, MI
Michigan
Northwood Capital
2024 - Present (2 years)
Raymond James Financial
2009 - Present (17 years)
Baughman Capital Management
2007 - Present (19 years)
Raymond James Financial Services, inc.
2000 - Present (26 years)
TDP Properties
1999 - Present (27 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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