Advisor at Abboud Financial Planning, Inc.
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Firm
Abboud Financial Planning, Inc.
Location
Castle Rock, CO
Credentials
Series 63, Series 66
Industry experience
20 years
Thomas Abboud is the sole advisor at Abboud Financial Planning, Inc. in Castle Rock, Colorado, with 20 years of industry experience. He holds the Series 63 and Series 66 designations and previously worked at Securities America Advisors and Securities America Inc. from 2015 to 2017 before founding his current firm in 2017. Abboud Financial Planning, Inc. serves individual clients through discretionary asset management, focusing on portfolio construction and monitoring based on fundamental and technical analysis tailored to each client's goals and risk tolerance. The firm offers regular no-fee educational seminars and workshops and operates as a single-advisor practice managing approximately $25.1 million for around 62 clients.
Based on Abboud Financial Planning, Inc.
$0 - $50,000: 2.00% annually $50,000 - $250,000: 1.75% annually $250,001 - $1,000,000: 1.50% annually $1,000,001+: 1.00% annually
Fee-only: Annual investment advisory fee based on assets under management with tiered rates; no fees for seminars and workshops.
Castle Rock, CO
Colorado · Nebraska
Abboud Financial Planning, Inc.
2017 - Present (9 years)
Securities America Advisors
2015 - 2017 (2 years)
Securities America Inc
2015 - 2017 (2 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
CFP®, Series 63, Series 65, AIF®
Castle Rock, CO
Fidelis Wealth Advisors
Sam began his wealth management career in 2000. He was previously a partner in a registered investment advisory firm in Denver, acting as its Director of Financial Planning, Chief Financial Officer, and OSJ. Sam completed his CERTIFIED FINANCIAL PLANNER™ designation from the CFP® Board of Standards in early 2006. He holds insurance licenses in the State of Colorado for life, accident, property, casualty, and health. He’s also a member of the Financial Planning Association (FPA) and very active in his local chapter. Sam’s been featured on the local Channel 9 news affiliate segment, Moneyline 9 and currently serves his community providing pro bono financial advice to families in distress. He has a unique ability to relate to his clients, help them feel comfortable with difficult topics, and offer advice to meet their individual and family needs. His exceptional talent to see the big picture helps direct specific pieces of the planning puzzle to meet the overall needs of each client. PERSONAL Sam graduated from the University of Phoenix with a major in Finance. He enjoys spending time with his seven children. They participate in many sports activities, and Sam coaches several of his kids’ basketball teams. Sam resides in Castle Rock, Colorado.
Series 63, Series 66
Parker, CO
Elite Wealth Management
Series 63
Castle Rock, CO
Mark P.. Shively
Series 63, Series 65
Highlands Ranch, CO
Evergreen Investment Management, LLC
Series 63, Series 65
Castle Pines, CO
Wealth Management Consultants L.L.C.
Series 65
Highlands Ranch, CO
Tree Line Strategy Group LLC
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