Advisor at Brookwood Investment Group
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Brookwood Investment Group
Location
Roann, IN
Credentials
Series 63, Series 65
Industry experience
28 years
Terry Dupont is a financial advisor with Brookwood Investment Group, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been involved with Dupont Advisory Group since 2010 and owns Dupont & Associates, which engages in the sale of life insurance, health insurance, and annuities. Brookwood Investment Group is a multi-advisor firm managing approximately $1.06 billion for over 3,000 clients, offering portfolio management, financial planning, and retirement-plan advisory services through a range of investment strategies.
Based on Brookwood Investment Group
Based on Brookwood Investment Group
Fixed fees ranging from $1,000 to $10,000 for financial planning; up to $50,000 fixed fees for pension consulting; $60 annual technology fee per account.
Negotiable, up to 2.50% annually (flat, linear, or tiered structures possible)
Commissions on insurance products sold through affiliated entity Brookwood Insurance Group.
Up to $500 per hour for financial planning and consulting services.
Fee-only: Fixed fees ranging from $1,000 to $10,000 for financial planning; hourly fees up to $500/hour; fixed fees up to $50,000 for pension consulting.
Roann, IN
Indiana
Redwood Tax Specialists
2021 - Present (5 years)
Dupont Advisory Group
2010 - Present (16 years)
DUPONT & ASSOCIATES
2003 - Present (23 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
North Manchester, IN
Whitestone Capital Management LLC
Series 63, Series 65
North Manchester,, IN
BayTrust Wealth Management, LLC
Series 66
Wabash, IN
Edward Jones
Series 63, Series 65
Wabash, IN
LPL Financial
Series 63, Series 65
North Manchester, IN
LPL Financial
Series 63, Series 65
Wabash, IN
OSAIC
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