Advisor at Strategic Asset Management LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Strategic Asset Management LLC
Location
Iowa City, IA
Credentials
CFP®, Series 63
Industry experience
25 years
Financial planning fees negotiated between $500 and $2,500 fixed fee.
2.00% - may charge up to
IARs may receive commissions from sale of mutual funds, variable annuities, and insurance products as licensed representatives or agents, separate from advisory services.
Account minimum: No account minimum for any of SAM’s services
Strategic Asset Management
2020 - Present (6 years)
Dempsey Lord Smith, Llc
2020 - Present (6 years)
Mims Financial Services
2018 - Present (8 years)
United Planners Financial Services
2016 - 2020 (4 years)
Joint Emergency Communication
2012 - Present (14 years)
Susan Mims Independent Insurance
2010 - Present (16 years)
RDA Financial Network, Inc.
2010 - 2020 (10 years)
RDA Financial Network
2010 - 2020 (10 years)
Cambridge investment Research, Inc
2010 - 2016 (6 years)
City of Iowa City
2010 - Present (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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