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Summer Pendleton

Advisor at Ameriprise

Updated today

Location

Evanston, WY

Credentials

Series 63, Series 65, Series 66

Industry experience

9 years

About

Summer Pendleton is a financial advisor at Ameriprise with nine years of industry experience. She holds Series 63, 65, and 66 licenses and has previously worked at Wells Fargo Clearing, Wells Fargo Advisors LLC, and Wells Fargo Bank NA. Outside of her advisory role, she supports financial advisors through her consulting firm, LFP Consulting, LLC. Ameriprise offers a retirement-income planning service targeting individuals with at least $1 million in net investable assets, combining research, modeling, and tax-efficiency analysis to provide non-discretionary recommendations. The firm provides a broad range of advisory, brokerage, and insurance solutions typical of large institutional firms.

Client services

Based on Ameriprise

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops Asset allocation services

Expertise

Based on Ameriprise

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies

Demographic focus

Based on Ameriprise

Approaching retirement

Fee options

Percentage

$0 - $999,999: 0.15% $1,000,000 - $1,999,999: 0.12% $2,000,000 - $3,999,999: 0.09% $4,000,000+: 0.07%

Other

Account minimum: $1,000,000 in net investable assets and at least $500,000 in Ameriprise Financial Managed Account assets held at Ameriprise Financial Services and included in your Retirement Portfolio.

Location

Evanston, WY

Most active in

North Dakota · Wyoming

Work history

Ameriprise

2023 - Present (3 years)

Unemployed

2019 - 2023 (4 years)

Wells Fargo Clearing

2016 - 2019 (3 years)

WELLS FARGO ADVISORS LLC

2012 - 2016 (4 years)

Wells FArgo Bank NA

2010 - 2019 (9 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Bradley M

CFP®, Series 63, Series 65

Evanston, WY

ELE Advisory Services, Inc

Bradley Maples is a CFP® professional with 14 years of industry experience, currently serving as an Investment Advisor Representative at ELE Advisory Services, Inc. He has been associated with Ele Wealth Solutions, Inc and R And R Group since 2016. Outside of his advisory role, he works as a tennis instructor and serves as a substitute teacher in the Unita County School District. ELE Advisory Services is a multi-advisor registered investment adviser that serves individuals, high-net-worth clients, business owners, and charitable organizations with portfolio management, financial planning, and retirement planning seminars. The firm employs fundamental analysis and client-specific Investment Policy Statements to guide asset allocation and offers both discretionary and non-discretionary management along with referrals to third-party money managers.

Annuities College savings (529s, UTMA, etc.)
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Alexander C

Series 63, Series 66

Evanston, WY

Empirikal Partners LLC

Alexander Corriere is a financial advisor with Empirikal Partners LLC, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. His career includes roles at Supreme Alliance LLC, Lincoln Investment, and Legend Advisory Corporation, alongside operating as a sole proprietor offering fixed life insurance and annuities. Corriere also serves as a Major Reservist in the U.S. Army. Empirikal Partners LLC is a mid-sized advisory firm that manages approximately $88 million for about 170 clients through a team of nine advisors. The firm provides discretionary portfolio management, financial planning, and retirement plan services for individuals, trusts, estates, and business entities, using a client-specific investment approach based on fundamental analysis and long-term holdings.

Business exit / sale strategy Cash flow / budgeting Founder/Business Owner Executive
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William B

Series 66

Evanston, WY

OSAIC

William Barker is a Series 66-licensed financial advisor with Osaic Wealth, Inc., based in Evanston, Wyoming. He has four years of industry experience, including roles at Royal Alliance, Mountain West Business Solutions, Vivint Smart Home, and Brigham Young University. Barker collaborates with other advisors on retirement plan solutions and insurance services, and he is involved in managing his own advisory and insurance business through a personal holding company. Osaic Wealth, Inc. is a large SEC-registered investment adviser and broker-dealer serving a diverse client base that includes individuals, pension plans, corporations, and nonprofits. The firm employs a structured investment approach combining risk tolerance assessments, asset allocation tools, and portfolio optimization, offering a wide range of investment options and access to multiple custodial platforms.

Annuities Founder/Business Owner Executive Retired

Joshua R

CFP®, Series 66

Evanston, WY

Edward Jones

Retirement income strategy Charitable giving & philanthropy Business ownership considerations Retirement withdrawal strategies Tax strategies for small businesses Founder/Business Owner Oil & Gas

Jason K

Series 66

Evanston, WY

Edward Jones

Retirement income strategy General retirement planning Charitable giving & philanthropy General estate planning guidance Multi-generational wealth transfer
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Heather P

Series 66

Evanston, WY

Edward Jones

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