Advisor at Big Rock Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Big Rock Advisors LLC
Location
Sag Harbor, NY 11963
Credentials
Series 63, Series 65
Industry experience
25 years
Stephen Taylor is a financial advisor at Big Rock Advisors LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Credit Suisse Securities (USA) LLC for 23 years. He also maintains an insurance agent role at Cardona and Company, providing insurance sales and service. Big Rock Advisors is a small registered investment adviser offering discretionary asset management, retirement plan advisory, and financial planning to individual investors and qualified retirement plans. The firm uses fundamental analysis and a tailored investment approach, managing approximately $8.14 million in discretionary assets.
Based on Big Rock Advisors LLC
Based on Big Rock Advisors LLC
Financial planning fees between $3,000 and $15,000
$0 - $2,000,000: 1.25% annually $2,000,000.01 - $5,000,000: 1.10% annually $5,000,000.01+: 1.00% annually
$250 per hour
Account minimum: $500,000
35 Main Street
Sag Harbor, NY 11963
New York · Texas
Big Rock Advisors LLC
2024 - Present (2 years)
Cardona and Company
2023 - Present (3 years)
Credit Suisse Securities (USA) LLC
2000 - 2023 (23 years)
Credit Suisse Group
2000 - 2023 (23 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Sag Harbor, NY
Ravello Partners LLC
Series 63, Series 65
Southampton, NY
Palm Capital Group LLC
Series 63, Series 65
Southold, NY
Clearview Financial Planning, Inc.
Series 63, Series 65
Hampton Bays, NY
East End Wealth Management
CFA®, Series 63, Series 65
Sag Harbor, NY
Majority Asset Management, Inc.
Series 65
Sagaponack, NY
Powder Ridge Capital LP
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")