Advisor at The Fiduciary Alliance
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Stephen Harvey is a financial advisor at The Fiduciary Alliance with a Series 65 credential and three years of industry experience. His prior roles include positions at Lendmire LLC, CX Institutional, and STRATA Trust Company. The Fiduciary Alliance provides discretionary portfolio management and comprehensive financial planning primarily to individual and high-net-worth clients, as well as other investment advisers. The firm employs a client-specific investment approach that incorporates fundamental, technical, cyclical, and charting analyses and operates through multiple divisions and a network of investment advisor representatives.
Based on The Fiduciary Alliance
Based on The Fiduciary Alliance
Financial planning fixed fee between $500 and $40,000, negotiable
$0 - $150,000: $150,000+: Up to 2.00% annually, negotiable, blended tiered fee schedule applied to daily average account value
Commissions received from sale of securities and insurance products by registered representatives, including trail fees from mutual funds
Financial planning hourly fee $350 per hour, negotiable
Performance-based fees (carried interest) up to 25% of profits on specific alternative investments, calculated and paid at the end of the holding period
Account minimum: $150,000 Fee-only: Financial planning fixed fees from $500 up to $40,000 (negotiable); hourly financial planning fees at $350 per hour (negotiable); estate planning fees $1,000 - $3,000 (negotiable)
Waco, TX
Texas
The Fiduciary Alliance
2025 - Present (1 year)
Lendmire LLC
2024 - 2025 (1 year)
CX Institutional
2022 - 2024 (2 years)
STRATA Trust Company
2021 - 2022 (1 year)
Home Zone Furniture
2020 - 2021 (1 year)
Loma Linda Medical Center
2018 - 2020 (2 years)
Pechanga Casino Resort
2018 - 2018 (1 year)
Chino Valley Medical Center
2018 - 2018 (1 year)
Mission Ambulance
2017 - 2018 (1 year)
Woodcrest Christian School
2016 - 2017 (1 year)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Waco, TX
Noble Advisory Group LLC
CFP®, Series 63
Waco, TX
eCapital Advisors, Inc.
Series 63, Series 65
Waco, TX
Wardlaw Wealth Management LLC
Series 65
Waco, TX
Adam Doty Company
Series 65
Waco, TX
John Wessler & Associates
Series 65
Robinson, TX
Heiser Investment Advisers
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