Advisor at Cape Investment Advisory, Inc.
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Firm
Cape Investment Advisory, Inc.
Location
Mcdonough, GA 30253
Credentials
Series 63, Series 65
Industry experience
32 years
Stephen Enochs is an advisor at Cape Investment Advisory, Inc. in Marietta, GA, with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Cape Investment Advisory since 2009, as well as American Global Wealth Management since 2026. Outside of his advisory role, he is president of S. Enochs Investments LLC, an investment-related business. Cape Investment Advisory provides discretionary and non-discretionary investment management, financial planning, and retirement plan advisory services to individuals, trusts, corporations, and qualified plans. The firm manages approximately $402 million in assets, supports about 1,624 clients through around 40 advisors, and operates a multi-office network offering tailored portfolio management and 401(k) counseling.
Based on Cape Investment Advisory, Inc.
Based on Cape Investment Advisory, Inc.
$0 - $250,000: 2.75% total fee (includes 0%–2.45% management fee + $0.30 execution/clearing fee) $250,000 - $500,000: 2.50% total fee (includes 0%–2.20% management fee + $0.30 execution/clearing fee) $500,000 - $1,000,000: 2.25% total fee (includes 0%–2.00% management fee + $0.25 execution/clearing fee) $1,000,000 - $2,000,000: 1.95% total fee (includes 0%–1.75% management fee + $0.20 execution/clearing fee) $2,000,000 - $5,000,000: 1.65% total fee (includes 0%–1.45% management fee + $0.20 execution/clearing fee) $5,000,000+: 1.35% total fee (includes 0%–1.20% management fee + $0.15 execution/clearing fee)
Account minimum: $25,000 Minimum fee: Minimum fee of $350 Fee-only: Fees are fee-only; no commissions on advisory fees.
1600 Pennsylvania Ave.
Mcdonough, GA 30253
Alabama · Arizona · California · Colorado · Georgia · New York · North Carolina · Texas
American Global Wealth Management
2026 - Present (1 year)
Cape Investment Advisory
2009 - Present (17 years)
Cape Securities Inc
2009 - Present (17 years)
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Series 63, Series 65, Series 66
Mc Donough, GA
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