Advisor at G. Allen Financial Inc.
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Firm
G. Allen Financial Inc.
Location
Santa Fe, NM 87501
Credentials
CFP®
Industry experience
10 years
Stephen Duck is a CFP® professional with 10 years of industry experience, currently serving as the sole advisor at G. Allen Financial Inc. in Santa Fe, NM. He has been with the firm since 2017 and also worked there from 2005 to 2016. G. Allen Financial provides discretionary wealth management and integrated financial planning to individual and high-net-worth clients, focusing on retirement, education, estate, and tax-related topics. The firm manages approximately $94.5 million across about 41 client relationships and emphasizes long-term investment strategies tailored to each client’s objectives and risk profile.
Based on G. Allen Financial Inc.
$0 - $500,000: 1.25% $500,000 - $5,000,000: 1.05% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.25%
Account minimum: $1,000,000 Fee-only: Fee-only advisor; does not receive compensation from securities sales or revenue sharing.
300 Paseo De Peralta, Suite 209
Santa Fe, NM 87501
California · New Mexico
G. Allen Financial, Inc.
2017 - Present (9 years)
G. Allen Financial, Inc.
2005 - 2016 (11 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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