Advisor at Spencer Hawkins Investment Adviser, LLC
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Firm
Spencer Hawkins Investment Adviser, LLC
Location
Upper Arlington, OH
Credentials
CFP®, Series 66
Industry experience
22 years
Spencer Hawkins is a CFP® with 22 years of industry experience and the principal of Spencer Hawkins Investment Adviser, LLC since 2018. He also owns and operates Protected World Insurance Agency, an independent insurance agency representing all major lines of insurance. Hawkins has prior experience with Southeast Investments, N.C. Inc., where he worked from 2014 to 2018. His firm provides financial planning, investment management, and retirement-plan consulting to individuals, families, business owners, and employer-sponsored plans. The firm’s investment approach uses written policy statements and model portfolios based on fundamental, technical, and cyclical analysis, favoring largely passive, cost-efficient, and tax-aware strategies oriented to long-term objectives.
Based on Spencer Hawkins Investment Adviser, LLC
Based on Spencer Hawkins Investment Adviser, LLC
Financial planning flat initial fee typically $1,800; bespoke projects may have flat fees
$0 - $2,000,000: 1.00% >$2,000,000 - $4,000,000: 0.875% >$4,000,000 - $8,000,000: 0.75% >$8,000,000 - $16,000,000: 0.625% >$16,000,000 - $32,000,000: 0.50% >$32,000,000+: 0.375%
Commissions may be earned from insurance products sold by the adviser representative in their capacity as insurance agent
Financial planning hourly rates typically $60 per hour, range $60 to $1,000 per hour for bespoke projects
Account minimum: $5,000 Minimum fee: Financial Planning: Initial flat fee typically $1,800; Annual recurring fee typically $240 or $60 per labor hour, whichever is greater Fee-only: Financial planning flat fees and hourly fees; Investment management fees based on AUM tiers; Fees negotiable
Upper Arlington, OH
Ohio
Spencer Hawkins Investment Adviser, LLC
2018 - Present (8 years)
Protected World Insurance Agency, LLC
2015 - Present (11 years)
Southeast Investments, N.C. Inc.
2014 - 2018 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
CFP®, ChFC®, Series 65, CLU®
Columbus, OH
ClearMind Capital
I’m the founder of ClearMind Capital, a fee-only financial planning firm focused on helping people approach retirement with clarity and confidence. I work with individuals and families who have saved diligently and want help turning their money into a plan that supports the life they want to live. My role is to bring structure, perspective, and guidance around retirement income, taxes, investment strategy, and long-term decision-making. The goal is simple: help clients feel grounded in their plan and confident in the path ahead.
Series 66
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