Advisor at Zia Capital Investments LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Zia Capital Investments LLC
Location
Albuquerque, NM 87111
Credentials
Series 66
Industry experience
3 years
Shawn Watts is a financial advisor at Zia Capital Investments LLC with three years of industry experience. He holds a Series 66 designation and previously served 16 years in the United States Marine Corps before transitioning to financial services roles at Mutual of Omaha and Modern Financial Asset Management. Outside of advising, Mr. Watts works as an independent insurance agent, real estate broker, and mortgage loan officer. Zia Capital Investments LLC provides discretionary portfolio management and financial planning primarily for individual clients, focusing on retirement income, tax and estate planning, and wealth accumulation. The firm employs a modern portfolio theory-based investment approach, combining passive core allocations with tactical active adjustments, and serves both retail and institutional clients.
Based on Zia Capital Investments LLC
Up to $6,000 annually or up to $500 per month for financial planning
2.00% annually
9201 Montgomery Blvd Ne, Building 1, Ste 8
Albuquerque, NM 87111
Colorado · New Mexico · Texas · Virginia
Zia Capital Investments LLC
2024 - Present (2 years)
Zia Capital Investments LLC
2023 - Present (3 years)
Modern Financial Asset Management, LLC
2023 - 2024 (1 year)
Mutual of Omaha
2022 - 2023 (1 year)
First Command Financial Services
2022 - 2022 (1 year)
United States Marine Corps
2006 - 2022 (16 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 66
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