Seth Rosenberg
Advisor at Ability First
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Seth Rosenberg is a financial advisor at Ability First with 11 years of industry experience. He holds a Series 66 designation and has worked previously at Capital Executive Solutions, LifeMark Securities Corp., and Capital Services Inc. In addition to his advisory role, Rosenberg owns and operates a retail industrial boot store and manages some family business interests. Ability First Financial serves high-net-worth individuals, business owners, and institutional clients by providing investment supervisory services, financial planning, and business consulting. The firm combines advisory and insurance services, employs a documented fiduciary process, and offers specialized solutions including pension consulting and plan administration.
Client services
Based on Ability First
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Ability First
Tax strategies for small businesses
Business ownership considerations
Business exit / sale strategy
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
Fee options
Less than $1,000,000 - $1,000,000: 2% $1,000,000 - $10,000,000: 1.5% $10,000,000+: 1%
Commissions for insurance-related products, disclosed conflicts of interest; variable insurance products only sold when AUM or zero compensation version available; fixed and equity index insurance products may be offered on commission or fee basis
Hourly billing for specific projects, generally planning or legal activities; billed on an as-earned basis; no specific rate stated
Account minimum: $1,000,000 general minimum; accounts less than $100,000 accepted on an exception-only basis; financial planning agreements have a $6,000 per year minimum; retainer agreements generally have a $2,000 per year minimum Minimum fee: Financial planning agreements have a $6,000 per year minimum; retainer agreements generally have a $2,000 per year minimum
Location
2390 E Camelback Rd, #130
Phoenix, AZ 85016
Most active in
Seth R has reported serving >5 clients in these states in the last 12 months.
Arizona
Work history
Ability First Financial
2018 - Present (8 years)
Capital Executive Solutions
2018 - 2018 (1 year)
LifeMark Securities Corp.
2015 - 2018 (3 years)
Capital Services Inc -- NFP
2015 - 2018 (3 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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