Advisor at Big Rock Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Big Rock Advisors LLC
Location
Sag Harbor, NY 11963
Credentials
CFA®, Series 63
Industry experience
14 years
Sean Hopkins is a CFA® charterholder with 14 years of industry experience. He is currently with Big Rock Advisors LLC and also operates La Sala CPA P.C., where he provides accounting and bookkeeping services. Prior to joining Big Rock Advisors, he worked at Tradeweb LLC and its affiliates for over a decade. Big Rock Advisors LLC is a small registered investment adviser offering discretionary asset management, retirement plan advisory, and financial planning services primarily to individual investors and qualified retirement plans. The firm employs a tailored investment approach based on fundamental analysis and ongoing portfolio monitoring.
Based on Big Rock Advisors LLC
Based on Big Rock Advisors LLC
Financial planning fees between $3,000 and $15,000
$0 - $2,000,000: 1.25% annually $2,000,000.01 - $5,000,000: 1.10% annually $5,000,000.01+: 1.00% annually
$250 per hour
Account minimum: $500,000
35 Main Street
Sag Harbor, NY 11963
New York · Texas
La Sala CPA P.C.
2025 - Present (1 year)
Big Rock Advisors LLC
2024 - Present (2 years)
Big Rock Advisors LLC
2024 - Present (2 years)
Tradeweb LLC
2020 - 2024 (4 years)
Tradeweb Direct LLC
2014 - 2024 (10 years)
Tradeweb LLC
2013 - 2024 (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Sag Harbor, NY
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Series 63, Series 65
Southampton, NY
Palm Capital Group LLC
Series 63, Series 65
Southold, NY
Clearview Financial Planning, Inc.
Series 63, Series 65
Hampton Bays, NY
East End Wealth Management
CFA®, Series 63, Series 65
Sag Harbor, NY
Majority Asset Management, Inc.
Series 65
Sagaponack, NY
Powder Ridge Capital LP
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