Advisor at Cape Investment Advisory, Inc.
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Firm
Cape Investment Advisory, Inc.
Location
Mcdonough, GA 30253
Credentials
ChFC®, Series 63, Series 65
Industry experience
32 years
Samuel Phillips is a financial advisor at Cape Investment Advisory, Inc. with 32 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. Phillips has worked at firms including Ameritas Investment Corp and United Producers Group. Outside of his advisory role, he serves on the board of directors for Phoenix Pass, an advocacy and intervention program for homeless mothers. Cape Investment Advisory provides discretionary and non-discretionary investment management, financial planning, and retirement plan advisory services to individuals, trusts, corporations, and qualified plans. The firm supports approximately 1,624 clients through about 40 advisors and employs a flexible asset allocation approach tailored to client goals.
Based on Cape Investment Advisory, Inc.
Based on Cape Investment Advisory, Inc.
$0 - $250,000: 2.75% total fee (includes 0%–2.45% management fee + $0.30 execution/clearing fee) $250,000 - $500,000: 2.50% total fee (includes 0%–2.20% management fee + $0.30 execution/clearing fee) $500,000 - $1,000,000: 2.25% total fee (includes 0%–2.00% management fee + $0.25 execution/clearing fee) $1,000,000 - $2,000,000: 1.95% total fee (includes 0%–1.75% management fee + $0.20 execution/clearing fee) $2,000,000 - $5,000,000: 1.65% total fee (includes 0%–1.45% management fee + $0.20 execution/clearing fee) $5,000,000+: 1.35% total fee (includes 0%–1.20% management fee + $0.15 execution/clearing fee)
Account minimum: $25,000 Minimum fee: Minimum fee of $350 Fee-only: Fees are fee-only; no commissions on advisory fees.
1600 Pennsylvania Ave.
Mcdonough, GA 30253
Georgia
American Global Wealth Management
2026 - Present (1 year)
Cape Securities, Inc.
2016 - Present (10 years)
Retirement & Wealth Strategies
2011 - Present (15 years)
Ameritas Investment Corp
2004 - 2016 (12 years)
United Producers Group
2002 - 2016 (14 years)
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Series 63, Series 65, Series 66
Mc Donough, GA
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Series 63, Series 65
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ChFC®, Series 63, Series 65
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Series 65
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Andvari Associates LLC
Series 63, Series 66
Jonesboro, GA
Capital and Planning, LLC
CFP®, Series 63, Series 65
Jonesboro, GA
Capital and Planning, LLC
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