Advisor at Breachway Investments, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Breachway Investments, LLC
Location
West Hartford, CT 06107
Credentials
Series 63, Series 65
Industry experience
14 years
Samuel Kaplowitz is a financial advisor at Breachway Investments, LLC with 14 years of industry experience. He holds the Series 63 and Series 65 designations and previously worked at Merrill for 11 years before joining Breachway Investments. Breachway Investments provides discretionary and non-discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as charitable organizations and qualified retirement plans. The firm employs diversified asset-allocation strategies and incorporates fundamental, technical, and charting analysis to construct portfolios, while also offering public educational seminars and permitting borrowing in separately managed accounts.
Based on Breachway Investments, LLC
Based on Breachway Investments, LLC
$0+: Up to 1.5% annually for asset management services $0+: Up to 1% annually for ERISA plan services
$200 per hour for financial planning services
Account minimum: $500,000 minimum (may be lowered or waived in certain instances) Fee-only: Hourly financial planning fee of $200 per hour
71 Raymond Road
West Hartford, CT 06107
Connecticut · Texas
Soundview Private Wealth Advisors
2026 - Present (1 year)
Breachway Investments LLC
2023 - Present (3 years)
Merrill
2012 - 2023 (11 years)
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Other specialized services
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