Advisor at Confluence Investment Management LLC
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Firm
Confluence Investment Management LLC
Location
Solana Beach, CA
Credentials
Series 63, Series 65
Industry experience
13 years
Ronald Pond is a financial advisor at Confluence Investment Management LLC with 13 years of industry experience. He has been with Confluence since 2012. He holds Series 63 and Series 65 licenses. Confluence provides portfolio management services to individuals, including high-net-worth clients, as well as institutional and intermediary clients such as financial institutions, corporations, pension plans, and foundations. The firm employs a team-based investment process combining fundamental equity analysis with macro and cyclical insights, managing approximately $12.7 billion in assets and serving clients primarily through separately managed accounts, model portfolios, and wrap programs.
Based on Confluence Investment Management LLC
Based on Confluence Investment Management LLC
$0 - $500,000: 0.60% to 1.00% annually (varies by strategy; e.g., AllCap Value 0.60%, SmallCap Value 1.00%) for Advisor Based accounts $500,000 - $1,000,000: 0.55% to 0.90% annually (varies by strategy) for Advisor Based accounts $1,000,000+: 0.50% to 0.75% annually (varies by strategy) for Advisor Based accounts $0 - $10,000,000: 0.75% to 1.00% annually (varies by strategy) for Institutional accounts $10,000,000 - $50,000,000: 0.38% to 0.60% annually (varies by strategy) for Institutional accounts $50,000,000+: 0.28% to 0.75% annually (varies by strategy) for Institutional accounts
Account minimum: $100,000 for Advisor Based accounts (with exceptions: $200,000 for Balanced accounts and $50,000 for Asset Allocation strategies), $5,000,000 for Institutional accounts Fee-only: Annual fees ranging from 0% to 1.00% of account assets for Direct Accounts.
Solana Beach, CA
Missouri
Confluence Investment Management LLC
2012 - Present (14 years)
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