Advisor at Haley & Summers Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Haley & Summers Wealth Management, Inc.
Location
Fort Wayne, IN
Credentials
Series 63, Series 65
Industry experience
34 years
Roger Summers is a financial advisor with Haley & Summers Wealth Management, Inc. in Fort Wayne, Indiana, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has worked with THE O.N. Equity Sales Company since 1992 and operates Summers Financial Services, Inc. since 1984. In addition to his financial advisory work, Summers is also an attorney who assists clients with wills and trusts. Haley & Summers Wealth Management provides personalized financial planning and investment management services to individuals, trusts, estates, charitable organizations, and small businesses. The firm offers discretionary, actively managed portfolios tailored to clients’ risk profiles and life stages, employing fundamental and technical analysis across a range of investment vehicles.
Based on Haley & Summers Wealth Management, Inc.
Based on Haley & Summers Wealth Management, Inc.
1% annually with a $5,000 minimum annual fee
Account minimum: $500,000 Minimum fee: Minimum annual fee of $5,000, non-negotiable Fee-only: Firm is strictly fee-only, no commissions accepted
Fort Wayne, IN
Indiana
THE O.N. Equity Sales Company
1992 - Present (34 years)
Summers Financial Services, Inc.
1984 - Present (42 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63
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