Advisor at Next Generation Investing, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Next Generation Investing, LLC
Location
Topeka, KS 66614
Credentials
Series 63, Series 65
Industry experience
28 years
Roger Shumaker is a financial advisor with Next Generation Investing, LLC in Topeka, KS, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked at several firms, including Osaic Wealth, INC., World Equity Group, and TCM Securities. Outside of his advisory role, he serves as president of a nonprofit homeowners association and provides financial coaching through the SmartVestor Pro program. Next Generation Investing provides financial planning and discretionary portfolio management services to individuals, small businesses, charities, private foundations, and institutional clients. The firm combines fundamental, technical, cyclical, and quantitative analysis in its investment approach and licenses investment models to other registered investment advisers.
Based on Next Generation Investing, LLC
Based on Next Generation Investing, LLC
Fixed flat fee from $500 to $10,000 per plan, negotiable, depending on complexity; workshops up to $100
$0 - $250,000: 2.20% annually (0.1834% per month) $250,000 - $500,000: 2.10% annually (0.1750% per month) $500,000 - $1,000,000: 2.00% annually (0.1667% per month) $1,000,000 - $2,000,000: 1.90% annually (0.1584% per month) $2,000,000+: 1.80% annually (0.1500% per month)
Up to $150 per hour, negotiable
Account minimum: $300,000 for asset management services; $1,000,000 net worth for financial planning services (may be waived or lowered at firm's discretion) Fee-only: Negotiable hourly fee up to $150 per hour; negotiable fixed flat fee ranging from $500 to $10,000 per financial plan depending on complexity; financial planning workshops fee up to $100
5909 Sw 28 Th St. #100
Topeka, KS 66614
Kansas · Texas
OSAIC
2025 - Present (1 year)
World Equity Group
2019 - 2025 (6 years)
Tcm Securities
2014 - 2019 (5 years)
Next Generation Investing, LLC
2009 - 2025 (16 years)
Retirement & Tax Solutions
1996 - Present (30 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65, Series 66
Topeka, KS
Avant Wealth Management, LLC
Series 63, Series 65
Topeka, KS
KDWALLSTREET Investment Advisor LLC
Series 63, Series 65
Topeka, KS
Paladin Financial
Series 66
Topeka, KS
Next Generation Investing, LLC
Series 65, Series 66
Topeka, KS
Blazing Star Financial
Series 66
Topeka, KS
Next Generation Investing, LLC
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