Roger Ramsay
Advisor at SAR Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
SAR Services, Inc.
Location
Rochester, NY
Credentials
ChFC®, Series 63, Series 65
Industry experience
33 years
About
Roger Ramsay is a financial advisor at SAR Services, Inc. in Rochester, NY, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 33 years of industry experience, including a long tenure at Compensation Planning Corp of Rochester, Inc. prior to joining SAR Services in 2015. SAR Services, Inc. provides investment management and retirement consulting primarily to ERISA-qualified retirement plans, employer-sponsored SIMPLE and SEP plans, and individual retirement accounts. The firm employs a long-term, buy-and-hold strategy using low-cost institutional mutual funds across risk-based portfolios, with a quantitative approach to fund selection and monitoring.
Fee options
Flat fees for certain services such as administrative, plan setup, distributions, termination; fees are negotiable
$0 - $100,000: 1.25% (minimum $250/year) $100,000 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000 - $5,000,000: 0.50% $5,000,000+: Negotiated
$175/hour with minimum fee of $500
Minimum fee: Minimum $250/year for retail clients; ERISA plans minimum $500/year Fee-only: Flat or hourly fees available as alternative to AUM fees
Location
Rochester, NY
Most active in
Roger R has reported serving >5 clients in these states in the last 12 months.
New York
Work history
SAR Services, Inc.
2015 - Present (11 years)
Compensation Planning Corp of Rochester, Inc.
1981 - 2020 (39 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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William R
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