Rodney Brooks
Advisor at Retirement Planning Solutions, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Retirement Planning Solutions, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Louisville, KY 40220
Credentials
Series 63, Series 66
Industry experience
32 years
Rodney Brooks is a financial advisor with Retirement Planning Solutions, LLC, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. He has worked with several firms including Clover Wealth Partners, LLC, First Allied Advisory Services, Inc., and Linsco Private Ledger. In addition to his advisory roles, he is the owner of KKGAM, Inc., a holding company. Retirement Planning Solutions, LLC provides wealth management, investment management, and financial planning services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, including a specialized division for amateur and professional athletes. The firm operates as a fiduciary and uses a combination of fundamental, technical, and charting analysis to construct primarily long-term, customized portfolios with ongoing monitoring and review.
Based on Retirement Planning Solutions, LLC
Fixed fees ranging from $500 to $10,000 for financial planning engagements; ongoing fixed fees $1,200 to $4,800 annually billed monthly.
Negotiable up to 2.50% annually
Certain advisory persons receive separate commission-based compensation through affiliated broker-dealers and insurance sales.
Up to $300 per hour for financial planning services.
Ongoing financial planning support fees billed monthly as part of annual fixed fee ($1,200 to $4,800 annually).
Fee-only: Financial planning fees: hourly up to $300/hour; fixed fees from $500 to $10,000; ongoing planning support annual fixed fee $1,200 to $4,800, billed monthly.
3432 Stony Spring Circle
Louisville, KY 40220
Kentucky · Texas
Clover Wealth Partners, LLC
2024 - Present (2 years)
Retirement Planning Solutions
2020 - Present (6 years)
Silver Oak Securities Inc.
2020 - Present (6 years)
Magnate Advisory Services, LLC
2020 - 2020 (1 year)
First Allied Advisory Services, Inc
2017 - 2020 (3 years)
First Allied Securities, INC
2017 - 2020 (3 years)
Linsco Private Ledger
2006 - 2017 (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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