Robert Pearce
Advisor at Conning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Conning, Inc.
Location
Hartford, CT 06103
Credentials
Series 63, Series 65, Series 66
Industry experience
35 years
About
Robert Pearce is a financial advisor with Conning, Inc. in Hartford, CT, holding Series 63, 65, and 66 licenses and bringing 35 years of industry experience. He has worked at Conning Asset Management Co. and Conning Research & Consulting, Inc. since 2005 and has held roles at Goodwin Capital Advisers, Inc. and Pearlmark Real Estate. Pearce also serves as Chief Compliance Officer for Pearlmark Real Estate LLC, a real estate investment firm affiliated with Conning. Conning is an SEC-registered investment manager primarily serving institutional clients such as insurance companies and pension plans, managing approximately $99.5 billion in assets. The firm applies a fundamentals-first investment approach with proprietary research and tools to support liability-driven investing and risk modeling.
Client services
Based on Conning, Inc.
Portfolio management
Newsletters or periodicals
Consulting and research services
Expertise
Based on Conning, Inc.
Wealth management
Active portfolio management
Passive / index investing
ESG / Sustainable investing
Fee options
Fees for insurance research publications sold individually and customized software solutions negotiated individually.
$0+: 10 to 50 basis points (0.10% to 0.50%) for fixed income institutional clients $0+: 10 to 75 basis points (0.10% to 0.75%) for specialty asset services $0+: 25 to 50 basis points (0.25% to 0.50%) for Investment Solutions separate accounts $0+: 5 to 125 basis points (0.05% to 1.25%) for Collective Investment Trusts depending on strategy and mandate size
Fees for insurance research publications and customized software solutions are negotiated on a case-by-case basis.
Performance-based fees are charged for certain clients and Private Funds, generally based on capital appreciation and income, with possible hurdles and high water marks.
Subscription fees for insurance research publications are charged; fees billed prior to fulfillment and can be cancelled with pro-rated refunds negotiated.
Minimum fee: Conning seeks a minimum dollar fee or a minimum mandate size for institutional and specialty asset clients. Specific dollar amounts are not disclosed. Fee-only: Negotiated annual asset management fees based on assets under management and strategy selected.
Location
One Financial Plaza, 755 Main Street
Hartford, CT 06103
Most active in
Robert P has reported serving >5 clients in these states in the last 12 months.
Connecticut
Work history
Pearlmark Real Estate
2023 - Present (3 years)
Goodwin Capital Advisers, Inc.
2011 - Present (15 years)
Conning Asset Management Co.
2005 - Present (21 years)
Conning Research & Consulting, Inc.
2005 - Present (21 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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