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Robert Malone III

Advisor at Prosperity - An EisnerAmper Company

Updated today

Location

Raleigh, NC 27607

Credentials

Series 66

Industry experience

24 years

About

Robert Malone III is a financial advisor at Prosperity - An EisnerAmper Company in Raleigh, NC, with 24 years of industry experience. He holds a Series 66 designation and has worked at firms including Avantax Advisory Services and Hughes Pittman & Gupton LLP. Malone is also a partner at EisnerAmper, where he is involved in tax and accounting services. Prosperity provides investment planning, tax and estate planning, retirement planning, and financial consulting to individuals, high-net-worth clients, trusts, estates, corporations, charitable organizations, and retirement plans. The firm emphasizes asset allocation and diversified portfolios supported by discretionary and non-discretionary management, third-party technology platforms, and integrated pension consulting services through its affiliation with EisnerAmper.

Client services

Based on Prosperity - An EisnerAmper Company

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Prosperity - An EisnerAmper Company

Retirement income strategy Business sale tax planning Tax strategies for small businesses

Occupation focus

Based on Prosperity - An EisnerAmper Company

Founder/Business Owner Retired Executive

Demographic focus

Based on Prosperity - An EisnerAmper Company

Approaching retirement Mid-Career Professionals

Fee options

Fixed

Fixed fees for financial planning services, negotiated per client and project scope, starting typically at $5,000 for certain services.

Percentage

$0 - $500,000: Not specified explicitly but implied fees start at 0.30% $500,000+: Range between 0.30% and 1.50%, fees are negotiable

Commissions

Commission-based compensation received by representatives in separate broker-dealer capacities; approximately 1% of Firm’s revenue from commission-based insurance products.

Project-based

Up to $550 per hour for financial planning services, minimum 1 hour.

Other

Account minimum: $500,000 minimum account size Fee-only: Hourly fees up to $550 per hour; Fixed fees negotiable, typically starting at $5,000 for financial planning through Guidebook service.

Location

1500 Sunday Drive, Suite 300

Raleigh, NC 27607

Most active in

North Carolina

Work history

Dai Securities Llc

2024 - Present (2 years)

Prosperity - An EisnerAmper Company

2024 - Present (2 years)

EisnerAmper LLP

2024 - Present (2 years)

EisnerAmper

2024 - Present (2 years)

Avantax Advisory services

2019 - 2024 (5 years)

Avantax Investment Services, INC.

2019 - 2024 (5 years)

HPG WEALTHCARE ADVISORS, LLC(formerly HPG financial services, LL

2006 - 2024 (18 years)

Avantax Insurance Services, Inc.

2004 - 2024 (20 years)

1ST Global Advisors, Inc.

2002 - 2019 (17 years)

1st Global Capital Corp

2002 - 2019 (17 years)

Hughes Pittman & Gupton LLP

1990 - 2024 (34 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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