Advisor at Summit Global Investments, LLC
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Firm
Summit Global Investments, LLC
Location
Bountiful, UT 84010
Credentials
Series 65
Industry experience
11 years
Richard Thawley is a Series 65-licensed financial advisor with 11 years of industry experience. He has been with Summit Global Investments, LLC since 2013. Summit Global Investments provides discretionary portfolio management and financial planning to individuals, institutional investors, pension and profit-sharing plans, trusts, and pooled investment vehicles. The firm employs a managed-risk investment approach that combines quantitative and fundamental analysis to emphasize downside risk mitigation and offers both model-based and customized separately managed accounts.
Based on Summit Global Investments, LLC
Financial planning services and estate planning support offered under separate flat-fee agreements.
$0 - $499,999: 2.00% $500,000 - $999,999: 1.70% $1,000,000+: 1.50%
Performance fees charged on SGI Private Fund for Qualified Clients based on specific gains per quarter, in addition to advisory fees.
Account minimum: $20,000 for individual accounts; $500,000 for institutional accounts Minimum fee: Maximum annual administrative fee of $60 per separately managed account, pro-rated and deducted monthly. Fee-only: Advisory fees based on assets under management as per tiered schedule; financial planning services offered under separate flat-fee agreements.
620 South Main Street
Bountiful, UT 84010
Utah
Summit Global Investments
2013 - Present (13 years)
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