Advisor at Southland Equity Partners, Llc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Southland Equity Partners, Llc.
Location
Windsor, CA 95492
Credentials
Series 66
Industry experience
24 years
Financial planning fixed fees generally range from $500 to $10,000 per project; Retirement plan consulting fixed fees range from $500 to $100,000.
$0+: Up to 2.25% for financial planning asset-based fees (varying) $0+: 10-100 bps (0.10%-1.00%) for retirement plan consulting for $0-$20,000,000 AUM $20,000,001 - $40,000,000: 5-50 bps (0.05%-0.50%) for retirement plan consulting $40,000,001+: 3-25 bps (0.03%-0.25%) for retirement plan consulting
Advisor may receive commissions as registered representatives or insurance agents related to financial planning services and retirement plan services; commissions range from 20 to 150 bps on plan assets for retirement plan products.
Financial planning hourly fees range from $50 to $300 per hour; Retirement plan consulting hourly fees range from $50 to $300 per hour.
Account minimum: $50,000 Fee-only: Direct Asset Management Services fees charged as fee-only based on market value of assets; Financial planning fees charged as fixed fee ($500-$10,000), hourly fee ($50-$300/hour), or asset-based fees (up to 2.25%). Retirement plan consulting fees may be fixed, hourly, basis points, commissions, or combination.
Osaic Wealth, Inc.
2023 - Present (3 years)
GRP Wealth Strategies Group
2006 - Present (20 years)
Fsc Securities
2006 - 2023 (17 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
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Santa Rosa, CA
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Jack McCormick is a Financial Advisor at Merrill Lynch Wealth Management and a CERTIFIED FINANCIAL PLANNER® professional. He specializes in retirement planning, family wealth management strategies, and personalized financial planning. Jack brings over five years of experience, having started his career on the operational side at Merrill, which provides him with a comprehensive understanding of building financial plans from the ground up. Jack holds a Bachelor of Science degree in Economics from the University of Redlands and an Associate's Degree from Santa Rosa Junior College. He was a dual-sport NCAA collegiate athlete in swimming and water polo. He is also a fifth-generation resident of Sonoma County and remains active in his community through volunteer work with the Made In Santa Rosa Education Foundation and coaching water polo at Santa Rosa Junior College. Jack is fluent in English and Spanish and holds the designations of CERTIFIED FINANCIAL PLANNER (CFP), Chartered Retirement Planning Counselor (CRPC), and Personal Investment Advisor (PIA). His approach is hands-on and detail-oriented, focusing on helping affluent clients build goal-focused financial plans.
CFP®, Series 66
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Samboun Sim is a Financial Advisor with Merrill Lynch Wealth Management, serving clients in the Santa Rosa and Sonoma County area. With over a dozen years of experience in the financial sector, he focuses on developing strategies that address clients' short-, mid-, and long-term financial goals. His client focus areas include family wealth management strategies, legacy planning, managing new wealth, personal retirement planning, portfolio management services, tax minimization, and retirement income. Samboun holds a Bachelor's Degree from Sonoma State University and is designated as a Personal Investment Advisor (PIA). He provides a holistic approach by combining Merrill Lynch's investment and retirement planning expertise with access to Bank of America's banking, credit, home financing, and small business solutions. Samboun emphasizes honest and open conversations to understand what matters most to his clients and to deliver appropriate financial solutions. Outside of his professional role, Samboun enjoys basketball, cooking, drawing/sketching, fishing, football, spending time with his family, traveling, and watching movies.
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