Richard Oelze
Advisor at RRO Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
RRO Capital, LLC
Location
Phoenix, AZ
Credentials
Series 63, Series 66
Industry experience
35 years
About
Richard Oelze is the sole advisor at RRO Capital, LLC in Phoenix, AZ, holding Series 63 and Series 66 licenses with 35 years of industry experience. He has been with RRO Capital since 2019 and is also affiliated with BHF RG Capital Inc. and First Allied Advisory Services, Inc. through registered representative and investment adviser roles. RRO Capital provides portfolio management services to individual and high-net-worth clients, utilizing a Modern Portfolio Theory-based approach focused on asset allocation and model portfolios. The firm relies on third-party money managers for portfolio implementation and oversight.
Fee options
1.5% annually
Location
Phoenix, AZ
Most active in
Richard O has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Work history
RRO Capital, LLC
2019 - Present (7 years)
RRO Capital, LLC
2019 - Present (7 years)
BHF RG CAPITAL INC. dba RG Capital
2015 - Present (11 years)
First Allied Advisory Services, Inc
2014 - Present (12 years)
First Allied Securites, Inc
2014 - Present (12 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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