Advisor at Mayers Investment Company, LLC
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Location
Vernon, AL 35592
Credentials
Series 66
Industry experience
19 years
Richard Mayers is the principal of Mayers Investment Company, LLC in Vernon, Alabama, holding a Series 66 designation with 18 years of industry experience. He has been associated with Mayers and Company since 1978. Outside of advisory services, he is a certified public accountant and serves as president of multiple entities including Mid South Petroleum Corporation and Sipsey River Oil Corporation. Mayers Investment Company, LLC provides referral-based advisory services primarily to individuals, pension and profit-sharing plans, and business entities, directing clients to broker-dealer firms such as Merrill Lynch and Morgan Stanley. The firm does not manage client assets or exercise investment discretion, focusing instead on client referrals without performing security analysis or implementing investment strategies.
Based on Mayers Investment Company, LLC
164 1 St Ave Nw
Vernon, AL 35592
Alabama
Mayers and Company
1978 - Present (48 years)
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Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Vernon, AL
Quincy Wells Advisors, LLC
Nichole Shadow is a financial advisor with Quincy Wells Advisors, LLC, holding Series 63 and Series 65 licenses and one year of industry experience. She has previously worked at Great Point Capital, LLC and Vieth Wealth Advisors. Outside of her advisory role, she is co-owner of 828 Apparel, LLC, a clothing store, and serves as Treasurer/Secretary of the Fayette Kiwanis Club, a charitable organization. Great Point Advisors, LLC offers financial planning, investment consulting, and investment management services to a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm employs a mix of fundamental and technical analysis and provides both discretionary and non-discretionary account management.
Series 63, Series 66
Sulligent, AL
MWA Financial Services Inc.
Dannielle Roberts is a financial advisor at MWA Financial Services Inc. with 12 years of industry experience. She holds the Series 63 and Series 66 designations and has been with MWA Financial Services since 2013. She also has a concurrent role with Modern Woodmen Of America since 2012. MWA Financial Services, Inc. is an SEC-registered investment adviser and FINRA-registered broker-dealer serving individuals, trusts, corporations, charitable organizations, and retirement plans through a network of 134 advisors. The firm offers tiered financial planning, adviser-managed and third-party managed accounts, and access to commissionable products and insurance, providing most services on a non-discretionary basis.
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