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Richard Higginbotham

Advisor at Riverway Asset Management, Inc.

Updated today

Firm

Riverway Asset Management, Inc.

Location

Houston, TX

Credentials

Series 63

Industry experience

22 years

About

Richard Higginbotham is the president of Riverway Asset Management, Inc. in Houston, TX, with 22 years of industry experience. He holds a Series 63 designation and has been an independent insurance agent since 1997. Higginbotham has led Riverway Asset Management since 1995. Riverway Asset Management offers fee-based portfolio management and integrated financial planning to individuals, trusts, estates, foundations, retirement plans, charitable organizations, and business entities. The firm provides non-discretionary advice using asset-allocation models and proprietary portfolios from SEI Investment Company, with accounts reviewed annually and rebalanced quarterly.

Client services

Based on Riverway Asset Management, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Riverway Asset Management, Inc.

General retirement planning

Fee options

Percentage

$0 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.75% $4,000,001 - $5,000,000: 0.50%

Other

Account minimum: $100,000

Location

Houston, TX

Most active in

Texas

Work history

INDEPENDENT INSURANCE AGENT

1997 - Present (29 years)

Riverway Asset Management, Inc.

1995 - Present (31 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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William Z

Series 65

Houston, TX

Coastal Wealth Management, LP

Wealth management
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Andrew N

Series 65

Houston, TX

Alpha-Tech Investments, LLC

Options & derivatives strategies Passive / index investing Real estate investing
user avatar

David B

ChFC®, Series 66

Houston, TX

Decision Tree Advisor

General retirement planning Cash flow / budgeting College savings (529s, UTMA, etc.)
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Stephanie S

CFP®, Series 63

Houston, TX

SM Scherr Financial LLC

General retirement planning Business succession planning General estate planning guidance Charitable giving & philanthropy Income planning Founder/Business Owner
user avatar

Orie H

ChFC®, PFS™, Series 65

Houston, TX

Epiphany Wealth Management

Wealth management Passive / index investing

Cameron F

CFP®

Missouri City, TX

Folse Financial

My name is Cameron Folse, and I am the founder of Folse Financial. I believe that professional financial advice should be simple and streamlined. Our focus is on flat fees, a modern digital experience, and fiduciary advice. After over 6 years in the financial services industry, I realized that the industry has a transparency problem. Many clients do not know how much they pay their advisor, either through insurance commissions or through investment management fees. Whether the fees are high, low, or just right, people should know exactly how much they are paying so they can be able to decide for themselves if what they are paying for is worth it. That is why Folse Financial is founded on flat, clear fees that are based on the complexity of your situation, not how much you decide to invest with us. I also pride myself on giving fiduciary advice. One thing many people don't know is that some advisors are not always fiduciaries. Some advisors wear several hats, and are only legally fiduciaries when making certain types of recommendations. With the CERTIFIED FINANCIAL PLANNER® certification, we are required to be fiduciaries at all times. In today's world, it's not enough to have transparent fees and give excellent advice. Clients also deserve a digital experience as well. We have set up systems to allow clients to view their entire financial picture in one place and allow them to track their progress towards their planning goals. The process of opening accounts and signing paperwork is entirely digitalized, saving hours of time for my clients and for myself. These are our 3 focuses for our business. Let us know if there's a way we can help you!

General retirement planning Retirement income strategy Income planning Founder/Business Owner HENRY (High Earners, Not Rich Yet) FIRE (Financial Independence Retire Early) Gen Y/Millennials (Born 1980-1995)
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