Advisor at Mariner Institutional, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Mariner Institutional, LLC
Location
Overland Park, KS 66211
Credentials
Series 63, Series 65
Industry experience
14 years
Richard Chaffee is a financial advisor with Mariner Institutional, LLC, holding Series 63 and Series 65 licenses and 14 years of industry experience. He has worked with Mariner Institutional since 2024 and was previously affiliated with Mariner Wealth Advisors, Northwestern Mutual Wealth Management Company, and Empower. Mariner Institutional is an investment and retirement plan consulting firm serving public and government entities, educational institutions, unions, endowments, foundations, corporations, hospitals, and healthcare systems. The firm emphasizes strategic asset allocation and manager research, providing fiduciary consulting and ongoing performance monitoring across traditional and defined contribution plans.
Based on Mariner Institutional, LLC
Based on Mariner Institutional, LLC
Flat fees may be charged depending on the complexity of the engagement; fees are negotiated directly with clients
Tiered asset-based fee generally for Pathway DC Solution (specific tiers not disclosed)
Hourly charges reported in SEC Form ADV Part 1 (specific rates not disclosed in brochure)
Minimum fee: Fees could range from approximately $5,000 to over $1,000,000 annually depending on client size and complexity Fee-only: Annual retainer advisory fees paid directly by clients; fees may be fixed or variable, including fixed fees or percentage of assets under management for defined contribution plans
5700 W. 112th St., Suite 500
Overland Park, KS 66211
Kansas
Mariner Institutional
2024 - Present (2 years)
Mariner wealth Advisors
2022 - Present (4 years)
Northwestern Mutual Wealth Management Company
2019 - 2022 (3 years)
Matthew Melton
2019 - 2022 (3 years)
Northwestern Mutual Investment Services LLC
2019 - 2022 (3 years)
Empower
2016 - 2019 (3 years)
Princor Financial Services
2014 - 2016 (2 years)
Principal Jason Heffner
2014 - 2016 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
CFP®, Series 66
Overland Park, KS
Prairie Ridge Asset Management, LLC
Series 63, Series 66
Overland Park, KS
Penn Wealth Management
CFP®, Series 63, Series 65
Lenexa, KS
Chladek Wealth Management, LLC
Series 63, Series 65
Overland Park, KS
Nasche Asset Management LLC
Series 65
Overland Park, KS
Retirement Roots Wealth Management LLC
CFP®
Overland Park, KS
Dynamic Wealth LLC
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