Regina Spence
Advisor at CWS Financial Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at CWS Financial Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
CWS Financial Advisors LLC
Location
Kalamazoo, MI 49007
Credentials
Series 66
Industry experience
7 years
Regina Spence is a financial advisor at CWS Financial Advisors LLC with seven years of industry experience. She holds a Series 66 designation and has worked at CWS Financial Advisors since 2021, following roles at LPL Financial, Edward Jones, and Flagstar Bank. CWS Financial Advisors LLC provides discretionary and non-discretionary investment management and comprehensive wealth management services to individuals, trusts, estates, charitable organizations, corporations, and business entities. The firm employs a strategic, long-term, objective-based approach, focusing on low-turnover portfolios primarily composed of mutual funds, ETFs, and individual securities, and incorporates third-party sub-advisers when appropriate.
Based on CWS Financial Advisors LLC
Based on CWS Financial Advisors LLC
Fixed fees typically range from $250 to $7,500 depending on scope and complexity
$250 per hour for financial planning and consulting services
Account minimum: $500,000 Minimum fee: Fixed fees typically range from $250 to $7,500 depending on scope and complexity Fee-only: Financial planning and consulting services offered as hourly or fixed fee arrangements
405 West Michigan Avenue, Suite 110
Kalamazoo, MI 49007
Michigan
CWS Financial Advisors LLC
2021 - Present (5 years)
LPL Financial
2019 - 2021 (2 years)
Edward Jones
2018 - 2019 (1 year)
Flagstar Bank
2007 - 2018 (11 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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