Regan Ervin
Advisor at Capital-E-Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Regan Ervin is a financial advisor at Capital-E-Advisors with 16 years of industry experience. He holds a Series 65 designation and has worked at Sterneck Capital Management, LLC since 2008. Outside of advisory work, he serves as an expert witness in legal cases related to the investment industry through Investment Advisory Standards, LLC. Capital-E-Advisors is a fee-only, state-registered investment adviser serving individuals, families, trusts, non-profits, and businesses with financial planning and discretionary investment management. The firm employs an evidence-based investment approach that includes diversified portfolios with exchange-traded funds, interval funds, private investments, and uses margin and derivatives strategies uncommon among similar independent advisers.
Expertise
Based on Capital-E-Advisors
Private / alternative investments
Wealth management
Tax-loss harvesting
Fee options
$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000 - $3,000,000: 0.90% $3,000,000 - $5,000,000: 0.75% $5,000,000 - $10,000,000: 0.60% $10,000,000 - $50,000,000: 0.45%
Fee-only: Management fee based on asset tiers as listed; 100% fee-only revenue
Location
Leawood, KS
Most active in
Regan E has reported serving >5 clients in these states in the last 12 months.
Kansas · Missouri
Work history
Capital-E-Advisors
2018 - Present (8 years)
Sterneck Capital Management, Llc
2008 - Present (18 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
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Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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