Raymond Yau
Advisor at Forthright Capital
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Raymond Yau is a financial advisor at Forthright Capital Advisory with one year of industry experience. He holds the Series 66 designation. Prior to his current role, he served in the United States Navy ESG-3 Command for 21 years and has been involved in marketing and ownership roles at XMvisuals LLC DBA FASTSIGNS since 2019. Forthright Capital Advisory provides discretionary portfolio management, financial planning, and employee benefit plan services to individual clients, employer plan sponsors, corporations, and charitable organizations. The firm primarily uses a passive investment approach with index mutual funds and ETFs, applying Modern Portfolio Theory alongside various analytical methods and outside manager referrals.
Client services
Based on Forthright Capital
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Based on Forthright Capital
General retirement planning
Income planning
Cash flow / budgeting
Debt management
Fee options
Project-Based Financial Planning: $2,000 to $10,000 fixed fee, negotiable
$0 - $1,000,000: 2.25% $1,000,001 - $2,500,000: 2.00% $2,500,001 - $5,000,000: 1.75% $5,000,001 - $10,000,000: 1.50% $10,000,001+: Negotiable
$300 per hour for financial planning engagements, negotiable
Ongoing Financial Planning: $250 per month, paid monthly in arrears
Minimum fee: Annual $75 tech fee for accounts over $1,000; max $150 per household Fee-only: Ongoing Financial Planning: $1,000 upfront plus $250/month; Project-Based Planning: $2,000–$10,000 fixed fee; Hourly Planning: $300/hour
Location
San Diego, CA
Most active in
Raymond Y has reported serving >5 clients in these states in the last 12 months.
California · Texas
Work history
LPL Enterprise LLC
2026 - Present (1 year)
Forthright Capital Advisory LLC
2025 - 2026 (1 year)
Forthright Capital Partners LLC
2025 - 2026 (1 year)
Forthright Capital Partners LLC
2024 - 2024 (1 year)
Forthright Capital Advisory LLC
2024 - 2024 (1 year)
First Command Insurance Services , Inc
2024 - 2024 (1 year)
First Command Advisory Services , Inc
2024 - 2024 (1 year)
FLY LLC DBA Presotea
2020 - 2024 (4 years)
XMvisuals LLC DBA FASTSIGNS
2019 - Present (7 years)
United States Navy ESG-3 Command
2003 - 2024 (21 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Grant K
Verified by Warmer
Series 7, Series 66
La Mesa, CA
OSAIC
Grant Knox has been a Financial Advisor since 1994 and holds the following registrations and licenses: General Securities, California Life and Health Insurance, and California Real Estate and Mortgage Lending. A Southern California native, Grant excels at strategies for financial health and wealth that are attainable and effective. He is passionate about helping others achieve financial success and exceed their goals. He is a certified Kingdom Advisor, able to offer counsel on the integration of a Biblical worldview into financial practices. He holds the Certified Plan Fiduciary Designation (CPFA), designating expertise in company retirement plans. He holds a Bachelors degree from Evangel University and a D.Min. from Summit Bible College. Grant lives in La Mesa with his wife, Nicole and their son Noah. He loves to travel, active in his church, is a voracious reader and an avid soccer fan, having played on and managed recreational soccer teams for over 30 years.
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