Advisor at Robert Baird & Co.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Robert Baird & Co.
Location
Hopkinsville, KY 42240
Credentials
Series 63
Industry experience
42 years
Philip Faulkner is a financial advisor at Robert Baird & Co. with 42 years of industry experience. He holds a Series 63 designation and has worked at Robert Baird & Co. since 2019, following a long tenure at J.J.B. Hilliard, W.L. Lyons, Inc. Outside of finance, he owns a taxidermy business. Robert Baird & Co.’s DDK Group serves individuals, families, institutions, and charitable organizations with tailored financial planning and portfolio management services, utilizing a range of strategies from traditional allocations to complex, non-traditional investments.
Based on Robert Baird & Co.
Flat fees available for specific services or financial plans; negotiated per client agreement.
$0 - $10,000,000: Negotiable $10,000,001 - $25,000,000: 0.60% $25,000,001 - $50,000,000: 0.45% $50,000,001 - $75,000,000: 0.30% $75,000,001 - $100,000,000: 0.15% $100,000,001+: Negotiable
Brokerage commissions and related fees may apply for securities transactions; separate from advisory fees.
Hourly consulting or advisory rates available; details negotiated per client agreement.
Account minimum: $50,000 Minimum fee: Minimum quarterly advisory fee may be assessed; minimum annual advisory fee of $60,000 may apply for DDK Fee-only: Flat or hourly fees available; specific fees negotiated and detailed in client agreements.
1003 South Virginia Street
Hopkinsville, KY 42240
Kentucky
Robert Baird & Co.
2019 - Present (7 years)
J.J.B. Hilliard, W.L. Lyons, Inc.
1983 - Present (43 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 66
Hopkinsville, KY
Van Clemens Wealth Management, LLC
CFP®, Series 63, Series 65
Hopkinsville, KY
Robert Baird & Co.
Series 66
Hopkinsville, KY
Robert Baird & Co.
Series 66
Hopkinsville, KY
Raymond James Financial
Series 66
Hopkinsville, KY
Robert Baird & Co.
Series 63, Series 65
Hopkinsville, KY
Robert Baird & Co.
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